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JUN18
Securely Disposing Mobile Devices

Do you plan on giving away or selling one of your older mobile devices? Make sure you wipe or reset your device before disposing of it. If you don't, the next person who owns it will have access to all of your accounts and personal information.

SAS Tip of the day
MAY13
Updated: It Pays to Understand Your Brokerage Account Statements and Trade Confirmations

FINRA is re-issuing this alert to remind investors about the key elements of their brokerage account statements and trade confirmations and to provide tips that can help avoid problems.

Finra Alerts
MAR28
Know Before You Share: Be Mindful of Data Aggregation Risks

If putting all your financial information online and in one place sounds like a good idea, there are many companies—often called data aggregators—ready to help you organize your financial life. However, before you share your account information...

Finra Alerts
MAR6
Updated: Job Dislocation—Managing the Financial Impact of Unexpected Job Loss

You may not be able to control if or when your company closes a plant or lays off workers—but you can take steps to manage the financial impact of those events. We have updated this Alert with the latest annual IRS contribution limits for...

Finra Alerts
FEB15
Imposter Scams: Don’t Be Fooled By “Guarantees” or Money-Making Pitches from “Regulators”

FINRA is issuing this Alert to warn investors that scammers are posing as regulators to separate you from your money. We want you to know that neither FINRA, nor any of its executives, will ever provide a "guarantee" on an investment or offer to...

Finra Alerts
JAN17
Updated: Investing with Borrowed Funds: No “Margin” for Error

FINRA is re-issuing this alert because we are concerned that many investors may underestimate the risks of trading on margin and misunderstand the operation of, and reason for, margin calls.

Finra Alerts
DEC2017
Don’t Fall for Cryptocurrency-Related Stock Scams

In today’s “hot” cryptocurrency environment, it’s easy for companies or their promoters to make glorified claims about new products, services and other cryptocurrency-related connections. And, even when legitimate companies flock to a hot, new...

Finra Alerts
SEP2017
Updated: Five Do’s and Don’ts That Can Help You Achieve Greater Financial Security

Drawing on the findings of the FINRA Investor Education Foundation's National Financial Capability Study of more than 25,000 American adults, the FINRA Foundation has developed five tips to help consumers both manage their day-to-day financial...

Finra Alerts